Would you like to know what's missing from your compliance and
what it would cost to fix it and bring it up to date?
There are all these stories around about regulators carrying out inspections to see if your compliance is up to scratch. I remember from being in practice, buried in case work, wishing there was someone who could tell me what to do.
Well, we can help. We can provide you with a Gap Analysis and Report covering the following compliance areas:
Bonus: this act as a useful Gap Analysis in prep for an application for Lexcel, CQS or a Legal Aid Franchise application or audit (all of which we can also assist with).
What we will do
A remote review of your current policies and procedures against the current regulatory requirements with a report on what needs to be done to bring them up to date. It will include a review of your website. This will be done from documentation supplied by you + what's on your website. This will be done in the context of what your business does.
All work is carried out remotely unless by separate arrangement. The team reviewing your firm are: Ian Johnson, our expert in the SRA Accounts Rules, Paul Wilkinson, our expert on AML, the SRA Code of Conduct and who produces our OPM, Nick Richards, Our Data Protection Officer and who supplies our Data Protection Officer Service and Ingemar Hunnings, our lead consultant and solicitor.
The Report will contain:
So you will have a report showing you what you need to do with prioritisation and pricing covering all the major compliance areas. It will also have done a lot of the prep for you should you wish to apply for Lexcel, CQS or a Legal Aid Franchise.
|We will quote once we have seen what you already have & so can see how much work we will need to do|